Wells Fargo Securities International Limited

• Principal Place of Business

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Complaints Contact

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexandre Choutov

  IRN AXC01928

  • [FCA CF] Material risk taker (3 Jan 2022 to 4 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 May 2025)
  • CF30 Customer (1 Nov 2007 to 5 Jul 2011)
  • CF26 Customer Trading (10 Aug 2007 to 31 Oct 2007)
• Alice Aveline

  IRN ASB01058

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jun 2021)
  • CF30 Customer (18 Oct 2013 to 8 Dec 2019)
• Alicia Reyes Revuelta

  IRN AXR01388

  • CF30 Customer (11 Oct 2016 to 5 Nov 2019)
  • CF1 Director (11 Oct 2016 to 5 Nov 2019)
  • CF3 Chief Executive (11 Oct 2016 to 5 Nov 2019)
  • CF2 Non Executive Director (1 Jul 2015 to 4 Aug 2016)
• Alison Jane Hewitt

  IRN AJH01559

  • SMF16 Compliance Oversight (28 Jan 2021 to 30 Sep 2021)
• Alvaro Guerrero Alvarez

  IRN AXA00721

  • [FCA CF] Client dealing (since 12 Feb 2026)
• Alvaro Olias

  IRN AXO01076

  • CF30 Customer (1 Nov 2007 to 4 Jul 2008)
  • CF21 Investment Adviser (13 Sep 2007 to 31 Oct 2007)
• Alvaro Romero Corbalan

  IRN AXR00568

  • [FCA CF] Client dealing (since 29 Oct 2025)
• Alyson Irene Yule

  IRN AIY01000

  • CF29 Significant management (7 Aug 2014 to 7 Jun 2016)
• Amardip Kaur Lumer

  IRN AKC01031

  • CF21 Investment Adviser (8 Apr 2003 to 18 Mar 2005)
• Ameer Hasan Khan

  IRN AXK00872

  • [FCA CF] Client dealing (18 Apr 2024 to 12 Jul 2024)

No changes recorded yet.