Wells Fargo Bank, National Association

• Principal Place of Business

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +4402039428000

  Web

  https://www.wellsfargo.com

• Complaints Contact

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +4402039428000

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Tatjana Shlangman

  IRN TXS45319

  • [FCA CF] Material risk taker (9 Jan 2020 to 30 Sep 2021)
• Tatyana Lazareva

  IRN TXL01069

  • [FCA CF] Significant management (5 Aug 2022 to 26 Apr 2023)
• Thomas Alan Loffredio

  IRN TAL01058

  • CF30 Customer (15 Aug 2013 to 6 Mar 2016)
• Thomas Andrew Weedall

  IRN TXW00442

  • [FCA CF] Significant management (since 23 Jan 2026)
  • [FCA CF] Material risk taker (since 23 Jan 2026)
• Thomas Balysz

  IRN TXB00574

  • [FCA CF] Client dealing (27 Jun 2024 to 25 May 2025)
• Thomas James La Frenais

  IRN TXL00233

  • [FCA CF] Client dealing (since 9 Jul 2025)
• Thomas James Norman

  IRN TJN01040

  • [FCA CF] Client dealing (since 12 Jul 2022)
• Thomas Maynard Cambern

  IRN TMC01092

  • SMF4 Chief Risk (7 Mar 2016 to 1 Feb 2018)
  • CF28 Systems and controls (27 Jun 2014 to 6 Mar 2016)
• Thomas Michael Brennan Jr.

  IRN TXB44630

  • [FCA CF] Significant management (19 Feb 2020 to 7 Jun 2021)
  • [FCA CF] Client dealing (19 Feb 2020 to 7 Jun 2021)
• Thomas Rapp

  IRN TXR44620

  • [FCA CF] Material risk taker (since 28 Feb 2023)
  • [FCA CF] Client dealing (since 28 Feb 2023)
  • [FCA CF] Manager of certification employee (since 9 Jul 2019)
  • [FCA CF] Significant management (since 7 Mar 2016)

No changes recorded yet.