Thomas Rapp

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited

    FRN 186745

    • [FCA CF] Client dealing (since 28 Feb 2023)
    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Significant management (since 1 Mar 2021)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Wells Fargo Bank, National Association

    FRN 456183

    • [FCA CF] Client dealing (since 28 Feb 2023)
    • [FCA CF] Material risk taker (since 28 Feb 2023)
    • [FCA CF] Manager of certification employee (since 9 Jul 2019)
    • [FCA CF] Significant management (since 7 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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