Thomas Michael Brennan Jr.

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • [FCA CF] Client dealing (19 Feb 2020 to 7 Jun 2021)
    • [FCA CF] Manager of certification employee (19 Feb 2020 to 7 Jun 2021)
    • [FCA CF] Material risk taker (19 Feb 2020 to 7 Jun 2021)
    • [FCA CF] Significant management (19 Feb 2020 to 7 Jun 2021)
  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • [FCA CF] Client dealing (19 Feb 2020 to 7 Jun 2021)
    • [FCA CF] Significant management (19 Feb 2020 to 7 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.