Wellington Management International Limited

Date authorised
1 April 2013
Companies House
04283513
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Management International Ltd
    80 Victoria Street
    London
    Westminster
    SW1E 5JL
    UNITED KINGDOM
    Phone
    +4402071266000
    Web
    https://www.wellington.com

  • Complaints Contact

    Wellington Management International Ltd
    80 Victoria Street
    London
    Westminster
    SW1E 5JL
    UNITED KINGDOM
    Phone
    +4402071266000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Heejin Kwon

    IRN HXK01095

    • CF22 Investment Adviser (Trainee) (16 Aug 2002 to 13 Mar 2004)
  • Helen Pauline Broome

    IRN HPB01017

    • CF10 Compliance Oversight (27 Jun 2006 to 8 May 2007)
  • Helen Pearson

    IRN HXP00246

    • [FCA CF] Client dealing (since 8 Apr 2024)
  • Helen.F Fiser

    IRN FHF01005

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 22 Jan 2008)
    • CF21 Investment Adviser (4 Jul 2002 to 31 Oct 2007)
  • Helge Gondesen

    IRN HXG01116

    • CF30 Customer (1 Nov 2007 to 6 Mar 2008)
    • CF21 Investment Adviser (19 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Jan 2005 to 19 Jun 2006)
  • Hendrick Franz Potthoff

    IRN HFP01006

    • CF30 Customer (18 Apr 2011 to 31 May 2013)
  • Henrietta Carmelina Barbara Boag

    IRN HCB01040

    • CF30 Customer (22 Nov 2016 to 29 Jan 2019)
  • Henry Alexander Duncan Winstanley

    IRN HXW01112

    • [FCA CF] Client dealing (since 25 Sep 2023)
  • Henry Edward Duffy

    IRN HXD15786

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2026)
    • SMF1 Chief Executive (25 Jun 2020 to 31 Dec 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
    • CF30 Customer (30 Jul 2019 to 8 Dec 2019)
    • CF1 Director (30 Jul 2019 to 8 Dec 2019)
  • Hilary Anne Johnson

    IRN HAJ01022

    • CF30 Customer (25 Oct 2012 to 25 May 2016)
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Recent activity

Updates to this firm's record on the FCA register.

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