Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Wellington Management International Limited
FRN 208573
- [FCA CF] Client dealing (since 25 Sep 2023)
-
- [FCA CF] Client dealing (1 Oct 2020 to 15 Jul 2023)
- CF30 Customer (2 Jun 2016 to 8 Dec 2019)
-
- CF30 Customer (2 Jun 2016 to 31 Oct 2016)
-
- CF30 Customer (21 Aug 2009 to 16 Dec 2015)
-
- CF30 Customer (11 May 2009 to 2 Jul 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.