Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wellington Management International Limited
FRN 208573
- Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2026)
- SMF1 Chief Executive (25 Jun 2020 to 31 Dec 2025)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
- CF1 Director (30 Jul 2019 to 8 Dec 2019)
- CF30 Customer (30 Jul 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.