Weatherbys Bank Limited

• Principal Place of Business

  Sanders Road

  Finedon Road Industrial Estate

  Wellingborough

  Northamptonshire

  NN8 4BX

  UNITED KINGDOM

  Phone

  +441933543543

  Web

  https://www.weatherbys.bank

• Complaints Contact

  Sanders Road

  Wellingborough

  Northamptonshire

  NN8 4BX

  UNITED KINGDOM

  Phone

  +441933543543

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Anthony Roy Dimes

  IRN ARD01082

  • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
• Barrie John Sherwood

  IRN BJS01073

  • CF2 Non Executive Director (1 Dec 2001 to 8 Mar 2002)
• Barry John Arbon

  IRN BJA00002

  • [FCA CF] Material risk taker (9 Mar 2020 to 1 Mar 2022)
  • [FCA CF] Functions requiring qualifications (9 Mar 2020 to 31 Jan 2023)
• Bradley Nicholas Kilbane

  IRN BNK01008

  • SMF16 Compliance Oversight (13 Sep 2017 to 24 Aug 2018)
• Brian Kenneth Bourne

  IRN BKB01002

  • SMF14 Senior Independent Director (7 Mar 2016 to 31 Mar 2021)
  • SMF11 Chair of the Audit Committee (7 Mar 2016 to 31 Mar 2021)
  • CF2 Non Executive Director (28 Nov 2013 to 6 Mar 2016)
• Carol Davies

  IRN CXD22188

  • [FCA CF] Material risk taker (1 Mar 2022 to 19 Dec 2025)
  • [FCA CF] Significant management (7 Mar 2021 to 19 Dec 2025)
• Carol Elizabeth Church

  IRN CEC01042

  • CF28 Systems and controls (1 Nov 2007 to 3 Jun 2010)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
• Carole Vera Butler

  IRN CVM01005

  • SMF11 Chair of the Audit Committee (1 Jul 2021 to 4 Jul 2023)
  • SMF10 Chair of the Risk Committee (30 Nov 2016 to 8 Jul 2024)
• Christopher Robert Gibson

  IRN CRG01061

  • CF30 Customer (1 Oct 2009 to 6 Mar 2016)
• Christopher Shortland-Ford

  IRN CXS00685

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 13 Jan 2023)

No changes recorded yet.