Wealthtime Limited

• Principal Place of Business

  2nd Floor Royal Mead

  Railway Place

  Bath

  Somerset

  BA1 1SR

  UNITED KINGDOM

  Phone

  +441725512925

  Web

  https://www.wealthtime.com

• Complaints Contact

  2nd Floor Royal Mead

  Bath

  Bath

  Somerset

  BA1 1SR

  UNITED KINGDOM

  Phone

  +441725512925

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

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  • · The firm is limited to dealing as principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nichola Jane Shipp

  IRN NJS01193

  • CF1 Director (26 Oct 2007 to 4 Aug 2015)
• Patrick John Mill

  IRN PJM01489

  • SMF9 Chair of the Governing Body (since 20 Nov 2023)
  • SMF3 Executive Director (27 Nov 2020 to 30 Jun 2021)
  • SMF1 Chief Executive (27 Nov 2020 to 30 Jun 2021)
• Rachel Ramsey

  IRN RXR00524

  • [FCA CF] Material risk taker (since 21 Nov 2025)
• Rod McClair-Burgess

  IRN RXM01243

  • [FCA CF] Material risk taker (since 21 Nov 2025)
• Roger Frederick Peill

  IRN RFP01056

  • SMF16 Compliance Oversight (26 Jul 2021 to 31 May 2022)
  • SMF3 Executive Director (26 Jul 2021 to 31 May 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (26 Jul 2021 to 31 May 2022)
• Shona McCluskey

  IRN SXM04735

  • [FCA CF] Material risk taker (since 20 May 2025)
• Steven John Payne

  IRN SJP01290

  • SMF3 Executive Director (9 Dec 2019 to 22 Oct 2020)
  • CF1 Director (26 Oct 2007 to 8 Dec 2019)
• Susan Smith

  IRN SXS02403

  • SMF16 Compliance Oversight (13 Nov 2023 to 28 Jun 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (13 Nov 2023 to 28 Jun 2024)
• Tina Bubsy-Grayer

  IRN TXB00641

  • [FCA CF] Material risk taker (20 May 2025 to 30 Jun 2025)
• Toby William Larkman

  IRN TXL10557

  • SMF3 Executive Director (since 16 May 2025)
  • [FCA CF] Material risk taker (19 Mar 2025 to 20 May 2025)

No changes recorded yet.