Wealthkernel Limited

Date authorised
21 October 2016
Companies House
09686970
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    41 Luke Street
    London
    EC2A 4DP
    UNITED KINGDOM
    Phone
    +4402039835845
    Web
    https://www.wealthkernel.com

  • Complaints Contact

    41 Luke Street
    London
    EC2A 4DP
    UNITED KINGDOM
    Phone
    +4402039835845

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Personal pension scheme

    Show 1 limitation
    • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1 Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Konstantinos Faliagkas

    IRN FXK00005

    • Director of firm who is not a certification employee or a SMF manager (17 Sep 2020 to 30 Oct 2023)
    • CF1 Director (AR) (17 Sep 2020 to 30 Oct 2023)
  • Leanne Teresa Penny

    IRN LXP00260

    • [FCA CF] Material risk taker (14 Oct 2022 to 5 May 2023)
  • Madiha Alam

    IRN MXA01620

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Apr 2020)
    • CF1 Director (AR) (23 Sep 2019 to 14 Apr 2020)
  • Matthew Collis

    IRN MXC01462

    • SMF3 Executive Director (6 Feb 2025 to 21 Jan 2026)
  • Maurizio Kaiser

    IRN MXK25106

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 11 Jan 2023)
    • CF1 Director (AR) (6 Dec 2019 to 11 Jan 2023)
  • Md Anisuzz Aman

    IRN MXA00818

    • CF1 Director (AR) (since 16 Oct 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 16 Oct 2024)
  • Michael Rigby

    IRN MXR01653

    • SMF16 Compliance Oversight (20 Apr 2023 to 26 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Apr 2023 to 26 Apr 2023)
  • Michael Sherman

    IRN MXS00908

    • CF1 Director (AR) (since 24 Feb 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 24 Feb 2026)
    • CF3 Chief Executive (AR) (since 24 Feb 2026)
  • Mindaugas Vaiciulis

    IRN MXV86926

    • Director of firm who is not a certification employee or a SMF manager (6 Jul 2020 to 26 Nov 2021)
    • CF2 Non Executive Director (AR) (6 Jul 2020 to 26 Nov 2021)
  • Mitchell John Kerr

    IRN MXK86927

    • CF1 Director (AR) (6 Jul 2020 to 26 Nov 2021)
    • Director of firm who is not a certification employee or a SMF manager (6 Jul 2020 to 26 Nov 2021)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.