Wealthkernel Limited

• Principal Place of Business

  41 Luke Street

  London

  EC2A 4DP

  UNITED KINGDOM

  Phone

  +4402039835845

  Web

  https://www.wealthkernel.com

• Complaints Contact

  41 Luke Street

  London

  EC2A 4DP

  UNITED KINGDOM

  Phone

  +4402039835845

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

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  • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1 Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Konstantinos Faliagkas

  IRN FXK00005

  • Director of firm who is not a certification employee or a SMF manager (17 Sep 2020 to 30 Oct 2023)
  • CF1 Director (AR) (17 Sep 2020 to 30 Oct 2023)
• Leanne Teresa Penny

  IRN LXP00260

  • [FCA CF] Material risk taker (14 Oct 2022 to 5 May 2023)
• Madiha Alam

  IRN MXA01620

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Apr 2020)
  • CF1 Director (AR) (23 Sep 2019 to 14 Apr 2020)
• Matthew Collis

  IRN MXC01462

  • SMF3 Executive Director (6 Feb 2025 to 21 Jan 2026)
• Maurizio Kaiser

  IRN MXK25106

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 11 Jan 2023)
  • CF1 Director (AR) (6 Dec 2019 to 11 Jan 2023)
• Md Anisuzz Aman

  IRN MXA00818

  • CF1 Director (AR) (since 16 Oct 2024)
  • Director of firm who is not a certification employee or a SMF manager (since 16 Oct 2024)
• Michael Rigby

  IRN MXR01653

  • SMF16 Compliance Oversight (20 Apr 2023 to 26 Apr 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (20 Apr 2023 to 26 Apr 2023)
• Michael Sherman

  IRN MXS00908

  • CF1 Director (AR) (since 24 Feb 2026)
  • Director of firm who is not a certification employee or a SMF manager (since 24 Feb 2026)
  • CF3 Chief Executive (AR) (since 24 Feb 2026)
• Mindaugas Vaiciulis

  IRN MXV86926

  • Director of firm who is not a certification employee or a SMF manager (6 Jul 2020 to 26 Nov 2021)
  • CF2 Non Executive Director (AR) (6 Jul 2020 to 26 Nov 2021)
• Mitchell John Kerr

  IRN MXK86927

  • CF1 Director (AR) (6 Jul 2020 to 26 Nov 2021)
  • Director of firm who is not a certification employee or a SMF manager (6 Jul 2020 to 26 Nov 2021)

• Ikigai Invest Services Limited (no longer appointed)

  FRN 916657 · Appointed 12 Nov 2019 · Until 11 Jan 2023

• Marco Polo Invest Limited (no longer appointed)

  FRN 912500 · Appointed 21 Aug 2019 · Until 12 May 2020

• WAHED INVEST LTD (no longer appointed)

  FRN 808309 · Appointed 4 May 2018 · Until 30 Jan 2020

• Tindle Wealth Management Limited (no longer appointed)

  FRN 794237 · Appointed 15 Nov 2017 · Until 15 Feb 2019

No changes recorded yet.