Wealthkernel Limited

• Principal Place of Business

  41 Luke Street

  London

  EC2A 4DP

  UNITED KINGDOM

  Phone

  +4402039835845

  Web

  https://www.wealthkernel.com

• Complaints Contact

  41 Luke Street

  London

  EC2A 4DP

  UNITED KINGDOM

  Phone

  +4402039835845

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

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  • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1 Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Benjamin Douglas Cooper

  IRN BDC01028

  • CF30 Customer (2 Feb 2022 to 2 Nov 2022)
• Brian Schwieger

  IRN BJS01060

  • SMF9 Chair of the Governing Body (since 6 Apr 2023)
• Bruce Michael Davis

  IRN BMD01041

  • CF1 Director (AR) (27 Jan 2022 to 30 Mar 2022)
• Carolyn Ann McLain-Hutter

  IRN CXM02835

  • Director of firm who is not a certification employee or a SMF manager (since 24 Feb 2026)
  • CF1 Director (AR) (since 24 Feb 2026)
• Christopher Barton

  IRN CJB01388

  • 14. Managing investments
  • [FCA CF] Manager of certification employee (since 14 Jul 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (5 Nov 2021 to 15 Feb 2023)
  • CF30 Customer (20 Apr 2017 to 8 Dec 2019)
• Christopher Garrod Wright

  IRN CXW00289

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Claire Lucia Diane Tanti

  IRN CXT00308

  • [FCA CF] Manager of certification employee (13 Oct 2022 to 26 May 2023)
  • [FCA CF] Material risk taker (13 Oct 2022 to 31 Mar 2024)
• Daniel James Greenhough

  IRN DJG01238

  • CF30 Customer (18 May 2020 to 8 Mar 2021)
• David Fisayo

  IRN DXF00019

  • CF1 Director (AR) (2 Oct 2020 to 1 May 2024)
  • Director of firm who is not a certification employee or a SMF manager (2 Oct 2020 to 1 May 2024)
• David Michael Higgs

  IRN DXH00893

  • Director of firm who is not a certification employee or a SMF manager (since 17 Apr 2025)
  • CF1 Director (AR) (since 17 Apr 2025)

• Ikigai Invest Services Limited (no longer appointed)

  FRN 916657 · Appointed 12 Nov 2019 · Until 11 Jan 2023

• Marco Polo Invest Limited (no longer appointed)

  FRN 912500 · Appointed 21 Aug 2019 · Until 12 May 2020

• WAHED INVEST LTD (no longer appointed)

  FRN 808309 · Appointed 4 May 2018 · Until 30 Jan 2020

• Tindle Wealth Management Limited (no longer appointed)

  FRN 794237 · Appointed 15 Nov 2017 · Until 15 Feb 2019

No changes recorded yet.