Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Wealthkernel Limited
FRN 723719
- 14. Managing investments
- [FCA CF] Manager of certification employee (since 14 Jul 2020)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] CASS oversight function (5 Nov 2021 to 15 Feb 2023)
- CF30 Customer (20 Apr 2017 to 8 Dec 2019)
-
- CF30 Customer (22 Dec 2008 to 29 Aug 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.