Wealthkernel Limited

Date authorised
21 October 2016
Companies House
09686970
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    41 Luke Street
    London
    EC2A 4DP
    UNITED KINGDOM
    Phone
    +4402039835845
    Web
    https://www.wealthkernel.com

  • Complaints Contact

    41 Luke Street
    London
    EC2A 4DP
    UNITED KINGDOM
    Phone
    +4402039835845

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Personal pension scheme

    Show 1 limitation
    • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1 Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin Douglas Cooper

    IRN BDC01028

    • CF30 Customer (2 Feb 2022 to 2 Nov 2022)
  • Brian Schwieger

    IRN BJS01060

    • SMF9 Chair of the Governing Body (since 6 Apr 2023)
  • Bruce Michael Davis

    IRN BMD01041

    • CF1 Director (AR) (27 Jan 2022 to 30 Mar 2022)
  • Carolyn Ann McLain-Hutter

    IRN CXM02835

    • Director of firm who is not a certification employee or a SMF manager (since 24 Feb 2026)
    • CF1 Director (AR) (since 24 Feb 2026)
  • Christopher Barton

    IRN CJB01388

    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 14 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (5 Nov 2021 to 15 Feb 2023)
    • CF30 Customer (20 Apr 2017 to 8 Dec 2019)
  • Christopher Garrod Wright

    IRN CXW00289

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Claire Lucia Diane Tanti

    IRN CXT00308

    • [FCA CF] Manager of certification employee (13 Oct 2022 to 26 May 2023)
    • [FCA CF] Material risk taker (13 Oct 2022 to 31 Mar 2024)
  • Daniel James Greenhough

    IRN DJG01238

    • CF30 Customer (18 May 2020 to 8 Mar 2021)
  • David Fisayo

    IRN DXF00019

    • CF1 Director (AR) (2 Oct 2020 to 1 May 2024)
    • Director of firm who is not a certification employee or a SMF manager (2 Oct 2020 to 1 May 2024)
  • David Michael Higgs

    IRN DXH00893

    • Director of firm who is not a certification employee or a SMF manager (since 17 Apr 2025)
    • CF1 Director (AR) (since 17 Apr 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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