Date authorised
1 July 2016
Companies House
09831162
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Richmond Hill
    Bristol
    Somerset
    BS8 1BA
    UNITED KINGDOM
    Phone
    +441179290511
  • Complaints Contact

    20 Richmond Hill
    Bristol
    Somerset
    BS8 1BA
    UNITED KINGDOM
    Phone
    +441179290511

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jason Mark Hanshaw

    IRN JMH01322

    • [FCA CF] Significant management (since 25 Nov 2024)
  • Jonathan Stuart Moyes

    IRN JSM01250

    • [FCA CF] Manager of certification employee (since 16 Sep 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (8 Dec 2023 to 9 Dec 2023)
  • Jonathon David Mitchell

    IRN JDM01277

    • [FCA CF] Client dealing (11 Nov 2022 to 13 Feb 2023)
  • Katie Prior

    IRN KXP00359

    • [FCA CF] Client dealing (21 Sep 2023 to 4 Oct 2024)
  • Leon George Harris

    IRN LXH00613

    • [FCA CF] Client dealing (since 17 Mar 2025)
  • Marta Caricato

    IRN MXC03202

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Jul 2016 to 8 Dec 2019)
  • Nicholas Charles Hyett

    IRN NCH01079

    • [FCA CF] Client dealing (8 Dec 2023 to 29 Jan 2026)
  • Oliver Nicholas

    IRN OXN00015

    • [FCA CF] Client dealing (7 Dec 2021 to 22 Jul 2022)
  • Philippa Vassallo

    IRN PXV00084

    • [FCA CF] Client dealing (since 19 Sep 2023)
  • Russell Wright

    IRN RXW01837

    • [FCA CF] Significant management (since 5 Nov 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.