Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
N. M. ROTHSCHILD & SONS LIMITED
FRN 124451
- [FCA CF] Client dealing (since 6 Nov 2023)
- [FCA CF] Manager of certification employee (since 6 Nov 2023)
- [FCA CF] Client dealing (31 Dec 2020 to 31 May 2022)
- CF30 Customer (9 May 2017 to 8 Dec 2019)
-
- [FCA CF] Client dealing (11 Nov 2022 to 13 Feb 2023)
-
- [FCA CF] Client dealing (11 Nov 2022 to 13 Feb 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.