Date authorised
1 July 2016
Companies House
09831162
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Richmond Hill
    Bristol
    Somerset
    BS8 1BA
    UNITED KINGDOM
    Phone
    +441179290511
  • Complaints Contact

    20 Richmond Hill
    Bristol
    Somerset
    BS8 1BA
    UNITED KINGDOM
    Phone
    +441179290511

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ruth Gillian Richards

    IRN RGR01043

    • SMF3 Executive Director (since 27 Jul 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (6 Mar 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Nov 2016 to 8 Dec 2019)
  • Samuel Malcolm Stephens

    IRN SMS01279

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2024)
  • Sheridan Arthur Harold Leech

    IRN SXL00207

    • SMF3 Executive Director (since 17 Jul 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Simon Silvester Power

    IRN SXP01327

    • SMF3 Executive Director (since 30 Oct 2023)
  • Tamsyn Hardy Wynn

    IRN TXH00602

    • [FCA CF] Client dealing (since 13 Apr 2026)
  • Thomas Dominic Dimonaco

    IRN TDD01015

    • [FCA CF] Manager of certification employee (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Tristram Gibbons

    IRN TXG00133

    • [FCA CF] Client dealing (6 Sep 2021 to 18 Jul 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.