WDS Wealth Management Ltd

Date authorised
29 April 1988
Companies House
03912406
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lawrence House
    James Nicolson Link
    Clifton Moor
    York
    North Yorkshire
    YO30 4WG
    UNITED KINGDOM
    Phone
    +4401904692949
    Web
    https://www.walterdawson.co.uk

  • Complaints Contact

    Lawrence House
    James Nicolson Link
    Clifton Moor
    York
    North Yorkshire
    YO30 4WG
    UNITED KINGDOM
    Phone
    +4401904692949

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Stanley Byfield

    IRN RSB00009

    • CF30 Customer (2 Jan 2014 to 13 Feb 2018)
    • CF1 Director (AR) (2 Jan 2014 to 13 Feb 2018)
  • Samuel Dillon

    IRN SXD02475

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
    • [FCA CF] Client dealing (since 1 Oct 2025)
  • Sarah Michelle Braithwaite

    IRN SMB01213

    • CF30 Customer (1 Nov 2007 to 30 Mar 2012)
    • CF22 Investment Adviser (Trainee) (19 Jul 2006 to 31 Oct 2007)
  • Vicki Wilkinson

    IRN VXH01049

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 29 Apr 2024)
    • [FCA CF] Client dealing (since 29 Apr 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.