Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (1 Feb 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Feb 2018 to 30 Sep 2018)
  • WDS Wealth Management Ltd (no longer approved here)

    FRN 112543

    • CF30 Customer (2 Jan 2014 to 13 Feb 2018)
    • CF1 Director (AR) (2 Jan 2014 to 13 Feb 2018)
  • Walker Crips Financial Planning Limited (no longer approved here)

    FRN 114778

    • CF30 Customer (1 Nov 2007 to 1 Aug 2012)
    • CF1 Director (1 Dec 2001 to 24 May 2011)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Ebor Trustees Limited (no longer approved here)

    FRN 462002

    • CF1 Director (6 Apr 2007 to 24 May 2011)
    • CF8 Apportionment and Oversight (6 Apr 2007 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

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