Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WDS Wealth Management Ltd
FRN 112543
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 29 Apr 2024)
- [FCA CF] Functions requiring qualifications (since 29 Apr 2024)
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- [FCA CF] Functions requiring qualifications (1 Dec 2020 to 8 Mar 2024)
- [FCA CF] Client dealing (1 Dec 2020 to 8 Mar 2024)
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- CF30 Customer (1 Oct 2019 to 3 Apr 2020)
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- CF30 Customer (1 Aug 2017 to 7 Aug 2019)
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- CF30 Customer (17 Jan 2012 to 31 Jul 2017)
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- Employed By (17 May 2011 to 31 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.