WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
3rd Floor, Central Square29 Wellington StreetLeedsLS1 4DLUNITED KINGDOM- Phone
- +443459220044
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Complaints Contact
3rd Floor, Central Square29 Wellington StreetLeedsLS1 4DLUNITED KINGDOM- Phone
- +443459220044
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Life Policy, Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security)
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- · Limited to packaged product administration activities.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Retail (Investment), Professional, Rights to or interests in investments (Contractually Based Investments), Life Policy, Rights to or interests in investments (Security), Share, Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Limited to packaged product administration activities.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Grainne Bamforth
IRN GXB00258
- (40)[FCA CF] Functions requiring qualifications (23 Nov 2020 to 2 Sep 2025)
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Hamish Alexander Archibald
IRN HAA01021
- (1)CF1 Director (27 Feb 2002 to 31 May 2006)
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Hellana Wruk
IRN HXW00221
- (69)[FCA CF] Functions requiring qualifications (22 Mar 2024 to 2 Sep 2025)
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Howard Alan Montagu
IRN HAM01038
- (15)CF1 Director (14 Jul 2011 to 3 Feb 2013)
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Iain William Gammell
IRN IWG01006
- (13)CF2 Non Executive Director (1 Dec 2001 to 31 May 2002)
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Ian Carron
IRN IXC00082
- (64)[FCA CF] Significant management (10 Dec 2020 to 1 Apr 2022)
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Ian Stanley Rogers
IRN ISR01016
- (22)CF1 Director (1 Dec 2001 to 2 Sep 2005)
- (21)CF8 Apportionment and Oversight (1 Dec 2001 to 2 Sep 2005)
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Jacqueline Elizabeth Millan
IRN JEM01155
- (31)CF28 Systems and controls (19 Dec 2007 to 21 Oct 2015)
- (32)CF1 Director (19 Dec 2007 to 9 Dec 2019)
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James Appleton
IRN JXA00228
- (46)[FCA CF] Functions requiring qualifications (23 Nov 2020 to 2 Sep 2025)
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James Mark Green
IRN JXG00761
- (70)[FCA CF] Client dealing (19 Mar 2024 to 2 Sep 2025)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (85)[FCA CF] Functions requiring qualifications
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controlled function added: (84)[FCA CF] Significant management
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controlled function added: (83)[FCA CF] Significant management
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controlled function added: (82)CF2 Non Executive Director
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controlled function added: (81)[FCA CF] Functions requiring qualifications
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controlled function added: (80)[FCA CF] Significant management
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controlled function added: (79)[FCA CF] Significant management
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controlled function added: (78)[FCA CF] Significant management
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controlled function added: (77)[FCA CF] Significant management
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controlled function added: (76)CF10 Compliance Oversight