Date authorised
1 April 2013
Companies House
04011838
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cedar House
    3 Cedar Park
    Cobham Road
    Wimborne
    Dorset
    BH21 7SB
    UNITED KINGDOM
    Phone
    +441202855856
  • Complaints Contact

    Cedar House
    3 Cedar Park
    Cobham Road
    Wimborne
    Dorset
    BH21 7SB
    UNITED KINGDOM
    Phone
    +441202855856

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Douglas Chesterfield

    IRN PDC01055

    • CF30 Customer (23 May 2012 to 3 Mar 2014)
  • Peter Ellis Legg

    IRN PEL01017

    • CF1 Director (AR) (21 May 2018 to 28 Jan 2019)
    • CF1 Director (1 Dec 2001 to 28 Jan 2019)
  • Peter Hugh-Smith

    IRN PXH01241

    • CF11 Money Laundering Reporting (3 Jan 2013 to 18 Sep 2014)
    • CF10 Compliance Oversight (3 Jan 2013 to 18 Sep 2014)
    • CF1 Director (4 Sep 2012 to 18 Sep 2014)
    • CF3 Chief Executive (4 Sep 2012 to 18 Sep 2014)
    • CF30 Customer (4 Sep 2012 to 18 Sep 2014)
  • Philippa Jane Woodman

    IRN PXW22936

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • Rajinder Singh Hallen

    IRN RSH01044

    • CF30 Customer (31 Jul 2018 to 8 Dec 2019)
  • Richard Edwin Green

    IRN REG01075

    • CF2 Non Executive Director (16 Mar 2011 to 1 Jul 2014)
  • Robin Francis Coe

    IRN RFC01062

    • CF10a CASS Oversight function (24 Aug 2012 to 5 Aug 2015)
    • CF1 Director (31 Oct 2011 to 5 Aug 2015)
  • Roderick Martin Collins

    IRN RMC01092

    • CF30 Customer (2 Aug 2012 to 18 Aug 2014)
  • Roger John Starbuck

    IRN RJS01445

    • CF1 Director (1 Feb 2009 to 1 Jun 2009)
  • Ruth Darling

    IRN RXD00195

    • [FCA CF] Significant management (25 Mar 2021 to 31 Jul 2024)
    • [FCA CF] Functions requiring qualifications (25 Mar 2021 to 31 Jul 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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