Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investment and Tax Advisory Services Limited (no longer approved here)

    FRN 209529

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 30 Jun 2021)
    • CF1 Director (12 Apr 2016 to 17 Nov 2017)
    • CF3 Chief Executive (12 Apr 2016 to 17 Nov 2017)
  • WAY Fund Managers Limited (no longer approved here)

    FRN 194147

    • CF2 Non Executive Director (16 Mar 2011 to 1 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

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