Ward Wealth Management Ltd

FRN: 658124
Companies House: 09296174
Last scraped: 9 hours ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

St. James Place

Embankment House

Nottingham

NG2 1AS

UNITED KINGDOM

Phone

+4401156548668

Web

https://www.wardwealthmanagement.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Darren Ward
IRN DXW00210
- (1)Employed By (since 5 Dec 2014)
Katelin May Eyre
IRN KXE00116
- (2)Employed By (10 Feb 2024 to 14 Oct 2024)
Ryan James Ward
IRN RJW01408
- (2)Employed By (since 11 Oct 2024)
- (3)Employed By (12 Sep 2018 to 31 Oct 2022)
Vikesh Deepak Gohil
IRN VDG01005
- (1)Employed By (20 Jun 2017 to 12 Apr 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.