Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 13 Jan 2015)
    • CF1 Director (AR) (since 13 Jan 2015)
    • (1)Employed By (since 5 Dec 2014)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (16 Mar 2010 to 30 Dec 2014)
    • CF30 Customer (16 Mar 2010 to 30 Dec 2014)
  • Beaufort Financial Planning (Mansfield) Ltd (no longer approved here)

    FRN 511403

    • Employed By (16 Mar 2010 to 30 Dec 2014)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (227)Employed By (27 Dec 2000 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.