Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 13 Jan 2015)
- CF1 Director (AR) (since 13 Jan 2015)
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Ward Wealth Management Ltd
FRN 658124
- (1)Employed By (since 5 Dec 2014)
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- CF1 Director (AR) (16 Mar 2010 to 30 Dec 2014)
- CF30 Customer (16 Mar 2010 to 30 Dec 2014)
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- Employed By (16 Mar 2010 to 30 Dec 2014)
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- (227)Employed By (27 Dec 2000 to 14 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.