Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Chatsworth Wealth Management Limited
FRN 816246
- Employed By (since 5 Sep 2024)
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 18 Aug 2016)
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- Employed By (7 Aug 2020 to 6 Sep 2024)
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- Employed By (13 Apr 2018 to 1 Sep 2020)
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- Employed By (12 Apr 2018 to 13 Apr 2018)
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- (1)Employed By (20 Jun 2017 to 12 Apr 2018)
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- Employed By (18 Aug 2016 to 20 Jun 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.