WALLEYE CAPITAL (UK) LIMITED

• Principal Place of Business

  Walleye Capital

  15-16 Brook's Mews

  London

  Westminster

  W1K 4DS

  UNITED KINGDOM

  Phone

  +4402045324811

  Web

  https://www.walleyecapital.com

• Complaints Contact

  Walleye Capital

  15-16 Brook's Mews

  London

  Westminster

  W1K 4DS

  UNITED KINGDOM

  Phone

  +4402045324811

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Lewis Toffel

  IRN RLT01035

  • [FCA CF] Manager of certification employee (12 Jun 2024 to 29 Oct 2024)
  • [FCA CF] Client dealing (12 Jun 2024 to 29 Oct 2024)
• Rory Frederick Magrath

  IRN RFM01063

  • [FCA CF] Client dealing (9 Apr 2025 to 22 Dec 2025)
  • [FCA CF] Algorithmic trading (3 Jan 2025 to 9 Apr 2025)
  • [FCA CF] Manager of certification employee (14 Oct 2024 to 22 Dec 2025)
  • SMF3 Executive Director (24 Oct 2023 to 31 Dec 2023)
• Ryan Nicholas Harper

  IRN RNH01046

  • [FCA CF] Client dealing (since 15 Aug 2024)
  • [FCA CF] Manager of certification employee (since 15 Aug 2024)
• Shannon Nash

  IRN SXN00296

  • [FCA CF] Client dealing (since 27 Nov 2025)
• Thomas Frederick Taylor

  IRN TXT00236

  • [FCA CF] Client dealing (15 May 2024 to 6 Aug 2024)
• Thomas Stack

  IRN TXS04026

  • [FCA CF] Algorithmic trading (3 Jan 2025 to 1 Apr 2025)
  • [FCA CF] Client dealing (10 Jul 2024 to 1 Apr 2025)
• William Dunning England

  IRN WXE00025

  • SMF1 Chief Executive (since 24 Oct 2023)
  • SMF3 Executive Director (since 24 Oct 2023)
• Zachary Justin Aylward

  IRN ZXA00031

  • [FCA CF] Manager of certification employee (since 27 Nov 2025)
  • [FCA CF] Client dealing (since 17 Jul 2024)

No changes recorded yet.