Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WALLEYE CAPITAL (UK) LIMITED (no longer approved here)

    FRN 987519

    • [FCA CF] Client dealing (9 Apr 2025 to 22 Dec 2025)
    • [FCA CF] Algorithmic trading (3 Jan 2025 to 9 Apr 2025)
    • [FCA CF] Manager of certification employee (14 Oct 2024 to 22 Dec 2025)
    • SMF3 Executive Director (24 Oct 2023 to 31 Dec 2023)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • [FCA CF] Client dealing (9 Jan 2023 to 14 Oct 2024)
  • Marble Bar Asset Management LLP (no longer approved here)

    FRN 475857

    • [FCA CF] Client dealing (1 Jun 2022 to 27 Jul 2022)
    • [FCA CF] Material risk taker (1 Jun 2021 to 27 Jul 2022)
  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • [FCA CF] Material risk taker (9 Sep 2019 to 9 Oct 2020)
    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 9 Oct 2020)
    • CF30 Customer (3 Nov 2014 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (11 Jul 2013 to 13 Oct 2014)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (4 Mar 2009 to 17 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.