Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Apr 2025 to 22 Dec 2025)
- [FCA CF] Algorithmic trading (3 Jan 2025 to 9 Apr 2025)
- [FCA CF] Manager of certification employee (14 Oct 2024 to 22 Dec 2025)
- SMF3 Executive Director (24 Oct 2023 to 31 Dec 2023)
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- [FCA CF] Client dealing (9 Jan 2023 to 14 Oct 2024)
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- [FCA CF] Client dealing (1 Jun 2022 to 27 Jul 2022)
- [FCA CF] Material risk taker (1 Jun 2021 to 27 Jul 2022)
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- [FCA CF] Material risk taker (9 Sep 2019 to 9 Oct 2020)
- [FCA CF] Functions requiring qualifications (9 Sep 2019 to 9 Oct 2020)
- CF30 Customer (3 Nov 2014 to 6 Mar 2016)
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- CF30 Customer (11 Jul 2013 to 13 Oct 2014)
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- CF30 Customer (4 Mar 2009 to 17 Sep 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.