Date authorised
31 October 2017
Companies House
10312289
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit D
    Tramshed
    Pendyris Street
    Cardiff
    Cardiff
    CF11 6BH
    UNITED KINGDOM
    Phone
    +447770795660
  • Complaints Contact

    Unit D
    Tramshed
    Pendyris Street
    Cardiff
    Cardiff
    CF11 6BH
    UNITED KINGDOM
    Phone
    +447770795660

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abraham Lanre Laoshe

    IRN AXL00432

    • Director of firm who is not a certification employee or a SMF manager (since 26 Jul 2023)
  • Barry Kernon

    IRN BXK00166

    • Director of firm who is not a certification employee or a SMF manager (since 31 May 2023)
  • Mark Francis Chessman

    IRN MFC01078

    • Director of firm who is not a certification employee or a SMF manager (6 Oct 2022 to 8 Nov 2023)
  • Nicola Rylett-Jones

    IRN NXR00308

    • Director of firm who is not a certification employee or a SMF manager (since 10 Apr 2024)
  • Russell Fisher

    IRN RXF00269

    • [FCA CF] Functions requiring qualifications (5 Jun 2023 to 11 Jul 2024)
    • Director of firm who is not a certification employee or a SMF manager (5 Jun 2023 to 11 Jul 2024)
  • Simon Thelwall-Jones

    IRN SXT01251

    • Director of firm who is not a certification employee or a SMF manager (6 Oct 2022 to 8 Nov 2023)
  • Toby Waring Kernon

    IRN TWK01007

    • Responsible for Insurance Distribution (since 1 Dec 2022)
    • SMF3 Executive Director (since 5 May 2022)
    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 5 May 2022)
    • CF8 Apportionment and Oversight (31 Oct 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.