Simon Thelwall-Jones

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deepbridge Capital LLP (no longer approved here)

    FRN 563366

    • [FCA CF] Manager of certification employee (23 Jan 2023 to 31 Aug 2023)
    • [FCA CF] Significant management (23 Jan 2023 to 31 Aug 2023)
    • [FCA CF] Material risk taker (23 Jan 2023 to 31 Aug 2023)
    • [FCA CF] Client dealing (23 Jan 2023 to 31 Aug 2023)
  • WAGONEX LIMITED (no longer approved here)

    FRN 789510

    • Director of firm who is not a certification employee or a SMF manager (6 Oct 2022 to 8 Nov 2023)
  • River Capital Management Limited (no longer approved here)

    FRN 180891

    • CF30 Customer (19 Jul 2016 to 19 Apr 2019)
    • CF29 Significant management (19 Jul 2016 to 19 Apr 2019)
    • CF27 Investment Management (8 Feb 2002 to 5 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.