Toby Waring Kernon

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WAGONEX LIMITED

    FRN 789510

    • Responsible for Insurance Distribution (since 1 Dec 2022)
    • SMF3 Executive Director (since 5 May 2022)
    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 5 May 2022)
    • CF8 Apportionment and Oversight (31 Oct 2017 to 8 Dec 2019)
  • COMPLETE COVER GROUP LIMITED (no longer approved here)

    FRN 309611

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 28 Apr 2022)
    • CF1 Director (AR) (6 Aug 2018 to 8 Dec 2019)
  • Sapphire Capital Partners LLP (no longer approved here)

    FRN 565716

    • CF30 Customer (14 Jun 2016 to 26 Sep 2016)
  • Kession Capital Limited (no longer approved here)

    FRN 582160

    • CF30 Customer (22 Dec 2015 to 29 Jun 2016)
  • EIS Platforms LTD (no longer approved here)

    FRN 694945

    • (1)Employed By (22 Dec 2015 to 26 Sep 2016)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF21 Investment Adviser (14 Feb 2002 to 9 Oct 2002)
    • CF26 Customer Trading (3 Dec 2001 to 14 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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