Date authorised
1 April 2013
Companies House
02002044
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    W H Ireland Ltd
    24 Martin Lane
    London
    City Of London
    EC4R 0DR
    UNITED KINGDOM
    Phone
    +4402072201666
  • Complaints Contact

    W H Ireland Ltd
    24 Martin Lane
    London
    City Of London
    EC4R 0DR
    UNITED KINGDOM
    Phone
    +442072201666

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon John Lashmar

    IRN SJL01128

    • CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
    • CF27 Investment Management (1 Dec 2001 to 17 May 2002)
    • CF26 Customer Trading (1 Dec 2001 to 17 May 2002)
  • Simon John Pritchard-Jones

    IRN SJP01182

    • CF1 Director (13 Jan 2010 to 19 Nov 2010)
    • Responsible for Insurance Mediation (13 Jan 2010 to 3 Nov 2011)
    • CF30 Customer (1 Nov 2007 to 15 Oct 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Simon Keith Moynagh

    IRN SKM01050

    • CF30 Customer (16 Mar 2009 to 10 Aug 2009)
  • Simon Nicholas Lough

    IRN SNL01021

    • SMF9 Chair of the Governing Body (11 Jul 2022 to 16 Nov 2023)
    • CF2 Non Executive Director (5 Aug 2019 to 8 Dec 2019)
  • Soagny Tsisatrana

    IRN SXT01620

    • CF30 Customer (2 Aug 2010 to 15 Oct 2010)
  • Sonia Beardsmore

    IRN SXH01326

    • CF30 Customer (1 Nov 2007 to 17 Jul 2009)
    • CF26 Customer Trading (16 Jan 2006 to 31 Oct 2007)
  • Stephen Astley

    IRN SXA01202

    • CF27 Investment Management (1 Dec 2001 to 13 Sep 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 13 Sep 2002)
    • CF26 Customer Trading (1 Dec 2001 to 13 Sep 2002)
  • Stephen Ford

    IRN SNF01007

    • SMF3 Executive Director (5 Aug 2020 to 3 Feb 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Feb 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Feb 2022)
    • CF29 Significant management (24 Apr 2019 to 8 Dec 2019)
    • CF30 Customer (24 Apr 2019 to 8 Dec 2019)
  • Stephen James Johnston

    IRN SJJ00001

    • [FCA CF] Client dealing (27 Oct 2021 to 13 Dec 2024)
    • Appointed representative dealing with clients for which they require qualification (27 Oct 2021 to 28 Oct 2021)
    • [FCA CF] Functions requiring qualifications (27 Oct 2021 to 13 Dec 2024)
  • Stephen John Cooper

    IRN SJC01302

    • CF11 Money Laundering Reporting (29 Mar 2011 to 2 Dec 2015)
    • CF10 Compliance Oversight (17 Feb 2011 to 2 Dec 2015)
    • CF1 Director (17 Feb 2011 to 2 Dec 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • SPGo Ltd (no longer appointed)

    FRN 546280 · Appointed 14 Apr 2011 · Until 18 Apr 2011

  • WHI Stockbrokers Ltd (no longer appointed)

    FRN 509614 · Appointed 12 Oct 2009 · Until 16 Nov 2015

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.