Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (6 Mar 2017 to 31 Oct 2023)
- CF30 Customer (30 Jan 2012 to 24 Nov 2014)
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- CF30 Customer (1 Nov 2007 to 17 Jul 2009)
- CF26 Customer Trading (16 Jan 2006 to 31 Oct 2007)
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- CF26 Customer Trading (16 Apr 2004 to 16 Jan 2006)
- CF22 Investment Adviser (Trainee) (29 Mar 2004 to 16 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.