Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • [FCA CF] Client dealing (6 Mar 2017 to 31 Oct 2023)
    • CF30 Customer (30 Jan 2012 to 24 Nov 2014)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (1 Nov 2007 to 17 Jul 2009)
    • CF26 Customer Trading (16 Jan 2006 to 31 Oct 2007)
  • Interactive Investor Services Limited (no longer approved here)

    FRN 141282

    • CF26 Customer Trading (16 Apr 2004 to 16 Jan 2006)
    • CF22 Investment Adviser (Trainee) (29 Mar 2004 to 16 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.