VTB Capital plc

• Principal Place of Business

  Teneo Financial Advisory Limited

  The Carter Building

  11 Pilgrim Street

  London

  EC4V 6RN

  UNITED KINGDOM

  Phone

  +441216190120

• Complaints Contact

  Teneo Financial Advisory Limited

  The Carter Building

  11 Pilgrim Street

  London

  EC4V 6RN

  UNITED KINGDOM

  Phone

  +441216190120

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The investment type "unit" is limited to "eligible counterparty" and large professional clients.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nikolay Alexandrovich Sitnikov

  IRN NAS01103

  • CF30 Customer (28 Jul 2008 to 24 Oct 2011)
• Nikolay Kuznetsov

  IRN NXK01205

  • CF2 Non Executive Director (13 Apr 2007 to 14 Aug 2008)
• Olatunji Ayodele Fafemi

  IRN OAF01005

  • CF30 Customer (29 Jul 2013 to 6 Mar 2016)
• Oleg Pankratov

  IRN OXP01005

  • [FCA CF] Client dealing (31 Aug 2016 to 31 Mar 2021)
  • [FCA CF] Significant management (31 Aug 2016 to 8 Mar 2021)
  • [FCA CF] Material risk taker (31 Aug 2016 to 31 Mar 2021)
  • [FCA CF] Manager of certification employee (31 Aug 2016 to 31 Mar 2021)
  • CF1 Director (27 Oct 2009 to 26 Jun 2015)
  • CF21 Investment Adviser (12 Nov 2007 to 31 Oct 2007)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
• Oleksander Moroz

  IRN OXM01034

  • [FCA CF] Client dealing (31 Aug 2016 to 10 Mar 2022)
  • [FCA CF] Manager of certification employee (31 Aug 2016 to 10 Mar 2022)
  • [FCA CF] Material risk taker (31 Aug 2016 to 10 Mar 2022)
  • [FCA CF] Significant management (31 Aug 2016 to 8 Mar 2021)
  • CF30 Customer (24 Jan 2008 to 6 Mar 2016)
• Oleksiy Viktorovych Danylenko

  IRN OVD01000

  • CF30 Customer (28 Sep 2011 to 31 Mar 2015)
• Oliver Ivor Zeus Cox

  IRN OIC01002

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Nov 2020)
  • SMF16 Compliance Oversight (since 7 Mar 2016)
  • CF11 Money Laundering Reporting (18 Jun 2014 to 30 Mar 2015)
  • CF10 Compliance Oversight (1 Jun 2011 to 6 Mar 2016)
• Oliver Terence Chappell

  IRN OTC01002

  • CF30 Customer (4 Apr 2013 to 20 Mar 2014)
• Ousseynou Diagne

  IRN OXD32294

  • [FCA CF] Client dealing (26 Oct 2017 to 12 Nov 2021)
• Paul Anthony Cooper

  IRN PAC01161

  • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2005)

No changes recorded yet.