Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VTB Capital plc (no longer approved here)

    FRN 144003

    • [FCA CF] Client dealing (31 Aug 2016 to 31 Mar 2021)
    • [FCA CF] Significant management (31 Aug 2016 to 8 Mar 2021)
    • [FCA CF] Material risk taker (31 Aug 2016 to 31 Mar 2021)
    • [FCA CF] Manager of certification employee (31 Aug 2016 to 31 Mar 2021)
    • CF1 Director (27 Oct 2009 to 26 Jun 2015)
    • CF21 Investment Adviser (12 Nov 2007 to 31 Oct 2007)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 7 Apr 2003)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 7 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.