Date authorised
1 April 2013
Companies House
02405923
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    42 New Broad Street
    London
    EC2M 1JD
    UNITED KINGDOM
    Phone
    +4402030055000
  • Complaints Contact

    42 New Broad Street
    London
    EC2M 1JD
    UNITED KINGDOM
    Phone
    +4402030055000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jason Charles Gebbink

    IRN JXG02325

    • CF30 Customer (24 Jan 2017 to 8 Dec 2019)
  • Jessica Joyce Pendal

    IRN JJP01096

    • CF30 Customer (1 Aug 2011 to 29 Nov 2013)
  • Joe Stokeld

    IRN JXS02782

    • CF30 Customer (21 Dec 2012 to 29 Nov 2013)
  • John Xenophon Matjilla

    IRN JXM01552

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
    • CF30 Customer (1 Sep 2019 to 8 Dec 2019)
  • Jon Paul Richmond

    IRN JPR01112

    • CF30 Customer (29 Apr 2013 to 29 Nov 2013)
  • Jonanthan P. P. Stuart Berger

    IRN JPB01283

    • CF10 Compliance Oversight (1 Jul 2012 to 1 Aug 2017)
    • CF11 Money Laundering Reporting (1 Jul 2012 to 1 Aug 2017)
    • CF1 Director (1 Jul 2012 to 16 Jun 2017)
  • Jonathan Madron Guy

    IRN JMG01106

    • CF23 Corporate Finance Adviser (1 Nov 2002 to 4 Nov 2003)
    • CF10 Compliance Oversight (1 Nov 2002 to 4 Nov 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Nov 2003)
  • Julian Peter Emery

    IRN JPE01020

    • CF21 Investment Adviser (25 Jun 2002 to 3 Mar 2006)
    • CF1 Director (1 Dec 2001 to 1 Dec 2001)
  • Justin McKeegan

    IRN JXM03215

    • CF30 Customer (21 Mar 2014 to 19 Oct 2018)
  • Kulanathan Ratnam

    IRN KXR01209

    • CF10 Compliance Oversight (9 Jun 2005 to 10 Mar 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.