VSA Capital Limited

• Principal Place of Business

  42 New Broad Street

  London

  EC2M 1JD

  UNITED KINGDOM

  Phone

  +4402030055000

  Web

  https://www.vsacapital.com

• Complaints Contact

  42 New Broad Street

  London

  EC2M 1JD

  UNITED KINGDOM

  Phone

  +4402030055000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Louise Elizabeth Collinge

  IRN LEC01030

  • CF22 Investment Adviser (Trainee) (8 Apr 2005 to 31 Oct 2005)
• Lyndon Douglas Chapman

  IRN LDC01035

  • CF2 Non Executive Director (23 Feb 2011 to 31 Mar 2012)
• Malcolm David Graham-Wood

  IRN MDG01036

  • CF30 Customer (2 Mar 2011 to 29 Nov 2013)
• Manasa Patil

  IRN MXP02901

  • CF30 Customer (13 Jun 2018 to 15 Aug 2018)
• Marc Anis-Hanna

  IRN MXA02901

  • CF30 Customer (28 Jul 2014 to 19 Feb 2016)
• Marcia Coelho Manarin

  IRN MCM01131

  • SMF16 Compliance Oversight (1 Jul 2020 to 30 Sep 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2020 to 30 Sep 2024)
  • SMF3 Executive Director (1 Jul 2020 to 30 Sep 2024)
  • [FCA CF] Significant management (1 Jul 2020 to 30 Sep 2024)
• Mark David Crawford Steeves

  IRN MDS01213

  • SMF9 Chair of the Governing Body (17 Jun 2020 to 30 Sep 2025)
  • [FCA CF] Significant management (17 Jun 2020 to 30 Sep 2025)
• Mark Stephenson

  IRN MXS01656

  • CF30 Customer (1 Sep 2010 to 31 Oct 2011)
• Martin Lovatt Rosser

  IRN MLR01024

  • CF11 Money Laundering Reporting (12 Oct 2002 to 27 May 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 27 May 2005)
  • CF1 Director (1 Dec 2001 to 23 Mar 2005)
• Matthew James Edward Harker

  IRN MXH00957

  • [FCA CF] Client dealing (6 Mar 2023 to 14 Mar 2024)

• Benjiami Limited (no longer appointed)

  FRN 826685 · Appointed 22 Nov 2018 · Until 7 Nov 2022

• Pure Reports Limited (no longer appointed)

  FRN 826686 · Appointed 22 Nov 2018 · Until 29 Nov 2021

No changes recorded yet.