VICARAGE CAPITAL LIMITED

Date authorised
1 April 2013
Companies House
04807387
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hurdwick House
    Hurdwick Golf Club
    Tavistock
    PL19 0LL
    UNITED KINGDOM
    Phone
    +4407880787080
    Web
    https://www.vicaragecapital.com

  • Complaints Contact

    Hurdwick House
    Hurdwick Golf Club
    Tavistock
    PL19 0LL
    UNITED KINGDOM
    Phone
    +4407880787080

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hew Lachlan Rattray

    IRN HLR01016

    • [FCA CF] Client dealing (since 23 Jan 2020)
    • [FCA CF] Significant management (since 23 Jan 2020)
    • CF5 Director of Unincorporated Association (AR) (23 Jan 2020 to 28 Jul 2022)
    • CF30 Customer (28 Jun 2016 to 6 Feb 2017)
  • James Lawson Baker

    IRN JXL02276

    • CF30 Customer (9 May 2022 to 15 Aug 2024)
  • Jan-Erik Back

    IRN JEB01115

    • CF3 Chief Executive (AR) (23 Jan 2020 to 7 Oct 2020)
    • CF30 Customer (23 Jan 2020 to 7 Oct 2020)
  • Janette Tourney

    IRN JXT01668

    • CF30 Customer (30 Jun 2011 to 25 Sep 2014)
  • Jeremy John Woodgate

    IRN JJW01095

    • CF30 Customer (7 Apr 2015 to 6 Feb 2017)
    • CF5 Director of Unincorporated Association (AR) (2 Mar 2015 to 6 Feb 2017)
  • Joanna Mary Wood

    IRN JMW01226

    • [FCA CF] Significant management (since 12 Dec 2019)
    • [FCA CF] Client dealing (since 12 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Nov 2006 to 8 Dec 2019)
  • John Michael Treacy

    IRN JMT01177

    • [FCA CF] Significant management (12 Dec 2019 to 8 Apr 2022)
    • [FCA CF] Client dealing (12 Dec 2019 to 8 Apr 2022)
    • CF30 Customer (9 Jan 2019 to 17 Sep 2021)
    • CF1 Director (AR) (9 Jan 2019 to 17 Sep 2021)
  • Jonathan Eric Martin Smith

    IRN JEM01218

    • CF30 Customer (11 Apr 2017 to 7 Oct 2020)
  • Luis Brime

    IRN LXB01821

    • [FCA CF] Client dealing (12 Dec 2019 to 8 Apr 2022)
    • CF30 Customer (10 Jan 2019 to 17 Sep 2021)
  • Martin John Wood

    IRN MJW01264

    • [FCA CF] Client dealing (since 12 Dec 2019)
    • [FCA CF] Significant management (since 12 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Nov 2006 to 31 Oct 2007)
    • CF3 Chief Executive (1 Nov 2006 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Nov 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Nov 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2006 to 8 Dec 2019)
    • CF1 Director (1 Nov 2006 to 8 Dec 2019)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.