Verso Wealth Management Limited

• Principal Place of Business

  Cannon Place

  78 Cannon Street

  London

  City Of London

  EC4N 6HL

  UNITED KINGDOM

  Phone

  +441513759848

  Web

  https://www.versowm.com

• Complaints Contact

  Cannon Place

  78 Cannon Street

  London

  City Of London

  EC4N 6HL

  UNITED KINGDOM

  Phone

  +441513759848

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Anthony Newton

  IRN RAN00009

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (15 Oct 2020 to 7 Nov 2023)
  • SMF16 Compliance Oversight (15 Oct 2020 to 7 Nov 2023)
  • SMF3 Executive Director (9 Dec 2019 to 9 May 2024)
  • CF11 Money Laundering Reporting (18 Feb 2008 to 1 Oct 2019)
  • Responsible for Insurance Mediation (18 Feb 2008 to 30 Sep 2018)
  • CF28 Systems and controls (18 Feb 2008 to 14 Sep 2010)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (30 Jan 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 3 Aug 2002)
  • CF3 Chief Executive (1 Dec 2001 to 14 Sep 2010)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 Oct 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
• Robert Stewart Thomson

  IRN RST00002

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 7 Aug 2024)
  • [FCA CF] Client dealing (since 7 Aug 2024)
• Roland Michael Jones

  IRN RMJ00004

  • [FCA CF] Functions requiring qualifications (2 Jan 2025 to 14 Jan 2026)
  • [FCA CF] Client dealing (2 Jan 2025 to 14 Jan 2026)
• Ross Davies

  IRN RED01057

  • Responsible for Insurance Distribution (22 Jan 2020 to 9 Jul 2020)
  • SMF16 Compliance Oversight (19 Dec 2019 to 9 Jul 2020)
  • SMF3 Executive Director (9 Dec 2019 to 9 Jul 2020)
  • CF1 Director (1 Nov 2019 to 8 Dec 2019)
  • CF30 Customer (3 May 2016 to 8 Dec 2019)
• Shannon Stewart

  IRN SXS44562

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 29 Sep 2025)
  • [FCA CF] Client dealing (since 29 Sep 2025)
• Simon George Redgrove

  IRN SGR00003

  • Responsibility for MCD Intermediation (since 2 Aug 2024)
  • SMF3 Executive Director (since 1 Aug 2022)
• Simon Thompson

  IRN SXT00046

  • CF21 Investment Adviser (1 Sep 2003 to 30 Apr 2004)
• Simon Williams

  IRN SRW00013

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Oct 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
• Stephen Andrew Robertshaw

  IRN SAR01176

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Nov 2023)
  • SMF3 Executive Director (9 Dec 2019 to 9 May 2024)
  • CF11 Money Laundering Reporting (20 Nov 2019 to 8 Dec 2019)
  • CF1 Director (18 Sep 2019 to 8 Dec 2019)
  • CF30 Customer (17 Nov 2008 to 8 Dec 2019)
• Stephen James Johnston

  IRN SJJ00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2025)

• Pavis Financial Planning Ltd (no longer appointed)

  FRN 942419 · Appointed 6 Jan 2021 · Until 26 Jan 2022

• A R Wylie (IFA) Ltd (no longer appointed)

  FRN 450179 · Appointed 30 Mar 2006 · Until 1 Jul 2008

• Investment Connections Ltd (no longer appointed)

  FRN 432854 · Appointed 18 May 2005 · Until 31 Oct 2005

No changes recorded yet.