Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Verso Wealth Management Limited
FRN 153871
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Responsible for Insurance Distribution (15 Oct 2020 to 7 Nov 2023)
- SMF16 Compliance Oversight (15 Oct 2020 to 7 Nov 2023)
- SMF3 Executive Director (9 Dec 2019 to 9 May 2024)
- CF11 Money Laundering Reporting (18 Feb 2008 to 1 Oct 2019)
- Responsible for Insurance Mediation (18 Feb 2008 to 30 Sep 2018)
- CF28 Systems and controls (18 Feb 2008 to 14 Sep 2010)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (30 Jan 2003 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 1 Oct 2019)
- CF21 Investment Adviser (1 Dec 2001 to 3 Aug 2002)
- CF3 Chief Executive (1 Dec 2001 to 14 Sep 2010)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.