Ross Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Astute Private Wealth Limited

    FRN 531465

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
    • [FCA CF] Client dealing (since 7 Dec 2020)
  • Verso Wealth Management Limited (no longer approved here)

    FRN 153871

    • Responsible for Insurance Distribution (22 Jan 2020 to 9 Jul 2020)
    • SMF16 Compliance Oversight (19 Dec 2019 to 9 Jul 2020)
    • SMF3 Executive Director (9 Dec 2019 to 9 Jul 2020)
    • CF1 Director (1 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (3 May 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.