Date authorised
1 April 2013
Companies House
OC347544
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Venn
    30-31 Golden Square
    London
    Westminster
    W1F 9LD
    UNITED KINGDOM
    Phone
    +4402070739350
  • Complaints Contact

    Venn
    30-31 Golden Square
    London
    Westminster
    W1F 9LD
    UNITED KINGDOM
    Phone
    +4402070739350

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Ebbinghaus

    IRN MXE07563

    • CF30 Customer (since 22 Jul 2022)
  • Michael Manfred Stump

    IRN MMS01060

    • CF4 Partner (21 Mar 2013 to 31 Dec 2013)
    • CF30 Customer (8 Jan 2013 to 31 Dec 2013)
  • Nathan Levy

    IRN NXL15504

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Mar 2022)
    • CF30 Customer (10 Jun 2019 to 8 Dec 2019)
  • Olivier Gerard Mette

    IRN OGM01003

    • CF4 Partner (24 Sep 2012 to 28 Aug 2015)
    • CF30 Customer (24 Sep 2012 to 28 Aug 2015)
  • Oriane Morgane Geraldine Auzanneau

    IRN OMA01018

    • [FCA CF] Client dealing (since 9 Feb 2021)
  • Paolo Russo

    IRN PXR01192

    • CF30 Customer (13 Sep 2010 to 28 Feb 2012)
  • Patrick Hamilton Moore

    IRN PHM01033

    • CF30 Customer (8 Sep 2011 to 31 Dec 2013)
  • Paul George House

    IRN PGH01056

    • SMF27 Partner (9 Dec 2019 to 3 Apr 2023)
    • CF4 Partner (19 May 2016 to 8 Dec 2019)
    • CF30 Customer (12 Feb 2013 to 8 Dec 2019)
  • Peter Antony Bowden

    IRN PAB01245

    • CF11 Money Laundering Reporting (27 Mar 2014 to 31 Mar 2015)
    • CF10 Compliance Oversight (27 Mar 2014 to 31 Mar 2015)
    • CF4 Partner (27 Mar 2014 to 31 Mar 2015)
  • Richard Green

    IRN RNG01013

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (3 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (4 Aug 2010 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.