Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- [FCA CF] Client dealing (since 25 Mar 2026)
- [FCA CF] Significant management (since 25 Mar 2026)
- [FCA CF] Material risk taker (since 25 Mar 2026)
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ESR Europe Investment Management Limited
FRN 1002367
- [FCA CF] Client dealing (since 1 Aug 2024)
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- SMF27 Partner (9 Dec 2019 to 3 Apr 2023)
- CF4 Partner (19 May 2016 to 8 Dec 2019)
- CF30 Customer (12 Feb 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 7 Dec 2012)
- CF21 Investment Adviser (2 Sep 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 7 Dec 2012)
- CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.