ESR Europe Investment Management Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ferguson House15 Marylebone RoadLondonNW1 5JDUNITED KINGDOM- Phone
- +4402074087080
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Complaints Contact
Ferguson House15 Marylebone RdLondonNW1 5JDUNITED KINGDOM- Phone
- +441412484155
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Non-investment insurance contracts
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Stockbroking
For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Adam Dickinson
IRN AXD00948
- [FCA CF] Client dealing (since 1 Aug 2024)
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Albert Fullerton
IRN AXF00534
- Responsible for Insurance Distribution (since 10 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Aug 2024)
- SMF3 Executive Director (since 1 Aug 2024)
- SMF16 Compliance Oversight (since 1 Aug 2024)
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Alexander James Ray
IRN AXR00312
- [FCA CF] Client dealing (1 Aug 2024 to 15 Aug 2024)
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Alistair Hewitt
IRN AXH01136
- [FCA CF] Client dealing (since 1 Aug 2024)
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Beatrice Dupont de Rivaltz
IRN BXD01239
- [FCA CF] Client dealing (since 1 Aug 2024)
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George Bartholomew Cotterell
IRN GBC01038
- [FCA CF] Client dealing (since 1 Aug 2024)
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Leonard Vasile Vishnevsky
IRN LVV01000
- [FCA CF] Client dealing (since 1 Aug 2024)
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Michael Logan
IRN MXL00686
- [FCA CF] Client dealing (1 Aug 2024 to 31 Dec 2024)
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Nicholas Henry Seymour Giles
IRN NXG16013
- [FCA CF] Client dealing (1 Aug 2024 to 27 Feb 2026)
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Nicola Antonio Di Ciacca
IRN NAD01067
- [FCA CF] Client dealing (since 1 Aug 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.