Beatrice Dupont de Rivaltz

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- [FCA CF] Client dealing (since 25 Mar 2026)
ESR Europe Investment Management Limited
FRN 1002367
- [FCA CF] Client dealing (since 1 Aug 2024)
Venn Partners LLP (no longer approved here)
FRN 510151
- SMF27 Partner (9 Dec 2019 to 3 Apr 2023)
- CF4 Partner (1 Jun 2016 to 8 Dec 2019)
- CF30 Customer (1 Nov 2012 to 8 Dec 2019)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (1 Nov 2007 to 21 Jun 2010)
- CF23 Corporate Finance Adviser (19 Sep 2006 to 31 Oct 2007)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (1 Nov 2007 to 21 Jun 2010)
- CF23 Corporate Finance Adviser (19 Sep 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.