ESR Europe Investment Management Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Ferguson House15 Marylebone RoadLondonNW1 5JDUNITED KINGDOM- Phone
- +4402074087080
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Complaints Contact
Ferguson House15 Marylebone RdLondonNW1 5JDUNITED KINGDOM- Phone
- +441412484155
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Non-investment insurance contracts
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Stockbroking
For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Paul George House
IRN PGH01056
- [FCA CF] Client dealing (since 1 Aug 2024)
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Quentin Kerrault
IRN QXK23616
- [FCA CF] Client dealing (1 Aug 2024 to 15 Aug 2024)
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Roun Barry
IRN RXB00945
- SMF1 Chief Executive (since 1 Aug 2024)
- SMF3 Executive Director (since 1 Aug 2024)
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Sarah Ann Campbell
IRN SXC02368
- [FCA CF] Client dealing (since 1 May 2025)
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Simon Baker
IRN SXB03865
- [FCA CF] Client dealing (since 1 Aug 2024)
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Stephen Inglis
IRN SXI00156
- [FCA CF] Client dealing (since 1 Aug 2024)
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Stuart Nicholas Jackson
IRN SXJ00500
- SMF3 Executive Director (since 1 Aug 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.