Date authorised
5 September 2016
Companies House
09798466
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    21 Knightsbridge
    London
    SW1X 7LY
    UNITED KINGDOM
    Phone
    +4402039412900
  • Complaints Contact

    21 Knightsbridge
    London
    SW1X 7LY
    UNITED KINGDOM
    Phone
    +4402039412900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joseph Bamford

    IRN JXB01084

    • [FCA CF] Client dealing (1 Jan 2022 to 11 Jan 2024)
  • Juan Ball

    IRN JXB03304

    • CF2 Non Executive Director (AR) (7 Oct 2020 to 4 Jun 2024)
  • Kyriaki Thaleia Sylira

    IRN KTS01004

    • CF30 Customer (7 Oct 2020 to 19 Sep 2023)
  • Marc-Phillipe Davies

    IRN MXD01695

    • CF30 Customer (16 Mar 2017 to 31 Jul 2019)
  • Mark Chamberlain

    IRN MTC01061

    • SMF1 Chief Executive (since 23 Dec 2025)
    • SMF3 Executive Director (since 23 Dec 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (13 Apr 2017 to 8 Dec 2019)
  • Mark O'Flaherty

    IRN MXO01743

    • CF1 Director (AR) (9 Jul 2025 to 30 Jan 2026)
  • Matthew Ellengold

    IRN MXE00184

    • [FCA CF] Client dealing (7 Jun 2021 to 16 Oct 2023)
  • Matthew Stephen Townley Holgate

    IRN MXT00537

    • [FCA CF] Client dealing (19 Sep 2023 to 11 Jan 2024)
  • Maximilian Alexander Gottschalk

    IRN MXG01292

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (26 Jan 2022 to 5 Nov 2025)
    • CF2 Non Executive Director (AR) (23 Oct 2020 to 4 Jun 2024)
    • SMF3 Executive Director (9 Dec 2019 to 5 Nov 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 4 Jan 2021)
    • CF11 Money Laundering Reporting (21 Aug 2019 to 8 Dec 2019)
    • CF3 Chief Executive (3 May 2018 to 8 Dec 2019)
    • CF30 Customer (2 Jun 2017 to 8 Dec 2019)
    • CF1 Director (2 Jun 2017 to 8 Dec 2019)
  • Michel Danechi

    IRN MXD01214

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Jan 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.