Maximilian Alexander Gottschalk

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • G10 Capital Limited

    FRN 648953

    • [FCA CF] Material risk taker (since 21 May 2025)
    • [FCA CF] Client dealing (since 25 Mar 2022)
    • CF1 Director (AR) (25 Aug 2021 to 26 Nov 2025)
    • CF30 Customer (25 Aug 2021 to 9 Apr 2026)
  • Vedra Partners Limited

    FRN 745263

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (26 Jan 2022 to 5 Nov 2025)
    • CF2 Non Executive Director (AR) (23 Oct 2020 to 4 Jun 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 4 Jan 2021)
    • SMF3 Executive Director (9 Dec 2019 to 5 Nov 2025)
    • CF11 Money Laundering Reporting (21 Aug 2019 to 8 Dec 2019)
    • CF3 Chief Executive (3 May 2018 to 8 Dec 2019)
    • CF30 Customer (2 Jun 2017 to 8 Dec 2019)
    • CF1 Director (2 Jun 2017 to 8 Dec 2019)
  • Ocean 14 Capital Ltd (no longer approved here)

    FRN 950681

    • (1)Employed By (25 Aug 2021 to 9 Apr 2026)
  • LumX Asset Management (U.K.) Limited (no longer approved here)

    FRN 195960

    • CF28 Systems and controls (1 Nov 2007 to 6 Apr 2011)
    • CF30 Customer (1 Nov 2007 to 6 Apr 2011)
    • CF8 Apportionment and Oversight (4 Apr 2005 to 31 Oct 2007)
    • CF3 Chief Executive (4 Apr 2005 to 6 Apr 2011)
    • CF21 Investment Adviser (30 Jun 2003 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 6 Apr 2011)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.