Date authorised
5 September 2016
Companies House
09798466
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    21 Knightsbridge
    London
    SW1X 7LY
    UNITED KINGDOM
    Phone
    +4402039412900
  • Complaints Contact

    21 Knightsbridge
    London
    SW1X 7LY
    UNITED KINGDOM
    Phone
    +4402039412900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Federico Hermida Poitevin

    IRN FHP01010

    • CF2 Non Executive Director (AR) (4 Jan 2022 to 4 Jun 2024)
  • Finlay Thomas MacDonald Thomson

    IRN FXT00073

    • [FCA CF] Client dealing (14 Jan 2024 to 16 Jan 2025)
  • Guillaume Xavier Marie de Kermabon

    IRN GXD08028

    • CF30 Customer (7 Oct 2020 to 4 Jun 2024)
  • Harry Alexander Lawson Johnston

    IRN HAL01031

    • CF2 Non Executive Director (AR) (4 Dec 2020 to 4 Jun 2024)
  • Ian Parker McDonald

    IRN IPM01019

    • [FCA CF] Client dealing (since 19 Sep 2023)
    • CF30 Customer (2 Jun 2025 to 2 Jun 2025)
    • CF1 Director (AR) (2 Jun 2025 to 2 Jun 2025)
  • Ipek Celine Martha Cruz

    IRN IXD01089

    • [FCA CF] Client dealing (19 Sep 2023 to 31 Jan 2024)
  • James Hughes

    IRN JRH01164

    • CF30 Customer (since 2 Jun 2025)
    • CF1 Director (AR) (since 2 Jun 2025)
    • CF3 Chief Executive (AR) (since 2 Jun 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (21 May 2021 to 31 Dec 2025)
    • SMF1 Chief Executive (21 May 2021 to 31 Dec 2025)
    • CF2 Non Executive Director (25 Jul 2017 to 8 Dec 2019)
  • James Munce

    IRN JXM02759

    • [FCA CF] Client dealing (19 Sep 2023 to 11 Jan 2024)
  • Jamie Burns

    IRN JXB01085

    • [FCA CF] Client dealing (1 Jan 2022 to 11 Jan 2024)
  • Joachim Gottschalk

    IRN JWG01061

    • CF2 Non Executive Director (AR) (since 22 Dec 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF3 Chief Executive (5 Sep 2016 to 17 Apr 2018)
    • CF30 Customer (5 Sep 2016 to 8 Dec 2019)
    • CF1 Director (5 Sep 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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