Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF2 Non Executive Director (AR) (since 22 Dec 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (5 Sep 2016 to 17 Apr 2018)
    • CF1 Director (5 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (5 Sep 2016 to 8 Dec 2019)
    • (3)Employed By (since 22 Dec 2025)
  • LumX Asset Management (U.K.) Limited (no longer approved here)

    FRN 195960

    • CF1 Director (8 Dec 2011 to 7 Sep 2015)
    • CF2 Non Executive Director (1 Dec 2001 to 1 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.